MMI Holdings: Monitoring Clerk
Implement the compliance strategy aligned to the compliance monitoring plan to enable the business within a legal framework.
- Matric/Grade 12 certificate.
- Minimum of 1-2 years’ experience in the Financial Services industry; experience in key individual related matters and compliance will be beneficial.
- Fluency in speaking, reading and writing Afrikaans (preferred).
- Must be computer literate.
Duties & Responsibilities
- Implement quantitative monitoring plan.
- Monitor advisor’s new business and review documentation.
- Compile an audit report after completion of the audit.
- Regular interaction with the necessary stakeholders to ensure the effective delivery of compliance processes and activities.
Closing date: 21 April 2022