MMI Holdings: Monitoring Clerk

  • Post author:
  • Post published:Apr 11, 2022
  • Post category:Jobs

Job Description

MMI Holdings: Monitoring Clerk

Role Purpose
Implement the compliance strategy aligned to the compliance monitoring plan to enable the business within a legal framework.

 

Requirements
  • Matric/Grade 12 certificate.
  • Minimum of 1-2 years’ experience in the Financial Services industry; experience in key individual related matters and compliance will be beneficial.
  • Fluency in speaking, reading and writing Afrikaans (preferred).
  • Must be computer literate.

 

Duties & Responsibilities
  • Implement quantitative monitoring plan.
  • Monitor advisor’s new business and review documentation.
  • Compile an audit report after completion of the audit.
  • Regular interaction with the necessary stakeholders to ensure the effective delivery of compliance processes and activities.

Closing date: 21 April 2022

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