Compliance Officer Intern: Sanlam Corporate 12 Month Contract

Compliance Officer Intern: Sanlam Corporate 12 Month Contract

What will you do?

This role exists in our Sanlam Corporate Compliance function where we focus on the provision of assurance to the Sanlam Corporate Exco and Senior Management as well as within the Sanlam Group via various other functionaries. In this position you will work with the compliance officers in the team

What will make you successful in this role?

You will be required to:

  • Monitor compliance with applicable legislation and internal requirements
    • Research and gather information on new legislation
    • Analyse proposed new legislation and provide input
    • Review client facing documentation to ensure alignment with legislative requirements
    • Present on legislative requirements and promote compliance culture
    • Manage legislative training and testing as required in terms of e.g. FAIS & FICA
  • Assist with reporting and resolution of breaches and other compliance and regulatory issues
  • Assist in developing, promoting, implementing and maintaining compliance standards and procedures that
  • enable employees to act in a compliant manner
  • Assist with incident reporting, to ensure timeous escalation of compliance risks and incidents

Qualification and Experience

  • Relevant qualification as required for FAIS
  • A Legal or Commercial degree will be advantageous
  • Compliance Practitioner designation (CPrac) 

Knowledge and Skills

A understanding and knowledge of the regulatory requirements impacting on insurance industry (e.g. PF Act,
FAIS, FICA, LTIA, PPR, POPIA) will be advantageous.
Computer literate in MS Office which includes Microsoft Word, Excel & PowerPoint
Record keeping, filing and maintenance of databases
Data collection and processing of transactions 
Reporting and administration 
Quality, compliance and accreditation 
Business process 
Services knowledge

Personal Attributes

Action orientated – Contributing independentlyDemonstrates self-awareness – Contributing independentlyPlans and aligns – Contributing independentlyOptimises work processes – Contributing independently

Build a successful career with us

Core Competencies

Being resilient – Contributing independentlyCollaborates – Contributing independentlyCultivates innovation – Contributing independentlyCustomer focus – Contributing independentlyDrives results – Contributing independently

Turnaround time

Closing date for applications is 16 June 2021